Compliance Officer
TMGM
Job Overview
Location
Sydney, New South Wales, Australia
Employment Type
Full-time
Work Arrangement
Hybrid
Sector
Finance & Banking
Experience Level
Mid-level (3-5 years)
Application Deadline
June 11, 2026
About the Company
TMGM is a leading global provider of multi-asset financial services, established in Sydney in 2013. Specializing in clearing and broking, the company offers an extensive portfolio of over 12,000 tradable products, including Forex, CFDs, equities, and bonds.
TMGM is recognized for its prestigious partnerships, including its role as an Official Partner of the Australian Open and the Official Online Trading Platform of the AFF Suzuki Cup 2020. The company also proudly sponsors legendary Italian goalkeeper Gianluigi Buffon.
Driven by a vision to create a superior trading experience worldwide, TMGM focuses on streamlining and simplifying processes to meet client needs with exceptional efficiency. The company is committed to innovation and providing clients with cutting-edge trading platforms and conditions.
Job Description
TMGM is seeking a dedicated Compliance Officer to join our dynamic team. This role is crucial in supporting our global operations and ensuring adherence to all relevant laws, regulations, and internal policies as a licensed financial services provider.
You will collaborate closely with various departments, our headquarters, and external partners to uphold our commitment to regulatory excellence. This is an excellent opportunity to contribute to a growing international company and make a significant impact on our compliance framework.
To apply for this role, click the Apply button on this page and follow the instructions.
Required Skills
Key Responsibilities
- Coordinate with local agents, corporate service providers, and regulatory authorities to manage corporate secretarial and compliance obligations in relevant jurisdictions.
- Prepare, review, and file statutory forms, resolutions, meeting minutes, and supporting corporate documentation.
- Maintain accurate and up-to-date corporate records, registers, and compliance documentation.
- Monitor filing deadlines and ensure timely submission of required documents to regulators and authorities.
- Liaise with internal departments including Sales, Marketing, Back Office, and Human Resources to collect relevant information and support operational compliance requirements.
- Support the development, implementation, and enhancement of the company’s compliance framework, policies, procedures, and internal controls.
- Assist in the planning, design, and implementation of compliance projects and initiatives.
- Provide requested company documents and compliance information to internal and external stakeholders as required.
- Support headquarters and management in maintaining governance standards and regulatory compliance across multiple jurisdictions.
- May require occasional visits to service providers, regulators, or government offices.
Qualifications
- Good knowledge of financial services regulations, and corporate governance requirements.
- Prior experience in compliance, legal practice, or financial services industry is preferred.
- Excellent drafting, communication, and interpersonal skills.
- Strong organizational skills with high attention to detail.
- Ability to manage multiple tasks and work effectively in a cross-border and multicultural environment.
- Ability to work independently while following instructions and meeting deadlines.
Benefits & Perks
- Competitive salary and performance-based bonuses.
- Opportunities for career growth and development within a global company.
- Collaborative and inclusive work environment with exposure to cross-region operations.
- Health and wellness benefits.
- Flexible working arrangements.
How to Apply
To apply for this role, click the Apply button on this page and follow the instructions.
Join Our Communities
The financial services industry is experiencing significant growth, demanding robust adherence to regulatory frameworks. This Compliance Officer role is pivotal in supporting TMGM's global expansion and commitment to regulatory excellence. Key technical skills include understanding financial services regulations, corporate governance requirements, and statutory filing procedures. This position directly impacts the company's ability to operate ethically and legally, safeguarding its reputation and financial stability while contributing to its strategic growth objectives.
Posted Date
May 28, 2026
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