Compliance Specialist - Investment Banking (12 month contract)
Deloitte
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Job Overview
Location
Midrand, Gauteng, South Africa
Employment Type
Contract
Work Arrangement
Hybrid
Sector
Finance & Banking
Experience Level
Mid-level (3-5 years)
About the Company
Deloitte is a global leader dedicated to making a meaningful impact for its clients, people, and society. With a vast network of over 450,000 professionals across more than 150 countries, Deloitte leverages its scale and expertise to drive positive change. The firm offers diverse career opportunities within its Internal Client Services, Audit & Assurance, Tax & Legal, and Consulting services, encompassing Strategy, Risk & Transactions Advisory, and Technology & Transformation.
Deloitte's Regulatory Risk team is at the forefront of reshaping regulatory trends through innovative technology, aiming to enhance regulatory efficiencies and guide clients toward becoming more responsible businesses. They support organizations in navigating the complexities of the regulatory landscape, from strategic planning to compliance optimization, fostering integrity and creating competitive advantages.
Job Description
Deloitte is seeking a dedicated Compliance Specialist to join their Investment Banking team for a 12-month contract. This role is pivotal in ensuring robust adherence to regulatory standards within the dynamic financial sector.
In this position, you will be responsible for supporting effective information management and implementing crucial barrier controls. Your expertise in regulatory requirements, market conduct, and control room operations will be essential in managing risks and ensuring compliance across the business. This is an excellent opportunity to apply your knowledge in a challenging and impactful environment.
To apply for this role, click the Apply button on this page and follow the instructions.
Required Skills
Key Responsibilities
- Support effective information management and barrier controls within investment banking workflows.
- Apply knowledge of regulatory requirements, market conduct, and control room operations to ensure compliance.
- Manage risks across the business by implementing and overseeing compliance measures.
- Interpret firm policies and apply them in real-world situations.
- Understand escalation thresholds and know when to involve Legal, Compliance, or Risk departments.
- Contribute to the understanding and anticipation of new laws and regulations.
- Support organizations in designing, evaluating, and transforming processes and controls for compliance.
- Assist clients in reacting to specific gaps in their regulatory compliance programs.
- Utilize data and technology to make compliance programs more efficient and smarter.
Qualifications
- 5-8 years of relevant experience in a similar role.
- Strong understanding of Investment Banking Activities (M&A deal lifecycle, Capital markets transactions (ECM/DCM), Trading desk operations, Information flow between teams).
- Knowledge of Regulatory & Compliance (Market abuse & conduct regulation, Insider trading rules, Confidential information handling, Conflicts of interest management).
- Understanding of conduct risk, governance, and regulatory scrutiny.
- Ability to interpret firm policies and apply them in real situations.
- Understanding of escalation thresholds and when to involve Legal, Compliance, or Risk.
- Understanding of the role and operations of a control room in managing risk.
- A relevant Bachelor's Degree.
- Industry-specific certifications.
Benefits & Perks
- Opportunity to work with a leading global professional services firm.
- Exposure to cutting-edge regulatory trends and technology.
- Professional development and skill enhancement.
- Networking opportunities with industry experts.
- Potential for career advancement within Deloitte.
- Reasonable accommodation for persons with disabilities.
- Commitment to employment equity and a diverse, inclusive workplace.
How to Apply
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This role is crucial for ensuring adherence to regulatory frameworks within investment banking. You will be instrumental in managing information flow, implementing barrier controls, and applying your expertise in regulatory requirements to mitigate risks. Success will be measured by the effectiveness of compliance measures and the reduction of regulatory exposure.
Posted Date
March 25, 2026
12 people viewed this job
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