Internal Control & Compliance Manager

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Job Overview

Location

Lagos, Lagos, Nigeria

Salary

NGN 15,000,000 annual

Employment Type

Full-time

Work Arrangement

On-site

Sector

Finance & Banking

Experience Level

Senior (5-8 years)

About the Company

This role is within a SEC-regulated Asset Manager based in Lagos. The company operates within the financial services sector and is committed to maintaining high standards of integrity and compliance. They focus on robust internal control systems and risk management frameworks to ensure the security and growth of assets under management. The company values meticulous attention to detail and ethical conduct in all its operations.

Job Description

We are seeking an experienced Internal Control & Compliance Manager to join a SEC-regulated Asset Manager in Lagos.

In this critical role, you will be responsible for designing, implementing, and monitoring internal control policies and procedures. You will conduct periodic risk assessments and internal audits, recommend control enhancements, and ensure compliance with both internal policies and regulatory requirements. Your expertise will be vital in reporting control breaches to executive management and maintaining the integrity of financial processes.

To apply for this role, click the Apply button on this page and follow the instructions.

Required Skills

Internal Control PoliciesRisk AssessmentInternal AuditsFinancial RegulationsCompliance FrameworksCOSOSEC Regulations

Key Responsibilities

Design, implement, and monitor internal control policies and procedures
Conduct periodic risk assessments and internal audits for a SEC-regulated Asset Manager
Recommend control enhancements and corrective actions to strengthen systems
Monitor compliance with internal policies and regulatory requirements
Report control breaches to executive management and present data-driven conclusions
Ensure the integrity of financial processes and risk management frameworks

Qualifications

Bachelor’s degree in Accounting or Finance
Professional Certification: CPA, Chartered Accountant (ICAN/ACCA), or equivalent
Experience: 5–7 years in internal control, financial control, or risk management within financial services
Audit Background: Auditing experience in a national public firm (Big 4 preferred)
SEC Status: Must be a SEC-sponsored individual or COO
In-depth knowledge of financial regulations and compliance frameworks (e.g., COSO)
High level of integrity, ethical conduct, and meticulous attention to detail

How to Apply

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The financial services sector in Lagos, particularly for SEC-regulated Asset Managers, demands stringent internal controls and robust compliance frameworks. This managerial role is critical for designing, implementing, and monitoring these essential systems. Key technical keywords include risk assessment, internal audits, regulatory compliance, financial integrity, and COSO framework. The manager's impact on mitigating financial risks and ensuring adherence to regulations directly influences the firm's stability, investor confidence, and long-term growth trajectory.